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Brokerage Expert Witnesses

Search our Brokerage Expert Witnesses for experts in broker and or customer disputes, asset-backed securities, commodities, commodity futures, and collateralized debt obligations. These professionals may also testify regarding debt securities, derivative instruments, divestitures, equity securities, fixed income securities, hedge funds, investments, money markets, mortgage-backed securities, the NASD, stock options, preferred stock, public offerings, securities 10b5 actions, securities regulation, securities fraud, managed futures, structured finance, surety bonds, subordinated bonds treasury bonds, government bonds municipal bonds as well as related topics.

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Tax And Taxation
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Finance & Accounting Industry Expert Witnesses Available to Testify
Search results for: broker*

29 results found.
State: CA
Region: Western, Southwest, Western
Country: US

Provides Opinion & Testimony In:
Investment Consultant Securities, Stocks, Options, Annuities, Insurance, Compliance, Futures, Investment Consultant Commodities, Fixed Income, IBonds, Mutual Funds, Investments, Private Placements, Investment Consultant,
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Click to view this experts CV View CV for Investment Consultant Expert Witness No.943Click to request this expert Request This Investment Consultant Expert Witness No.943
State: NV
Region: Pacific, Southwest, Western
Country: US

Provides Opinion & Testimony In:
Business Financial Management, Development Funds, Loan Process Procedure, Commercial Loans, Residential Loans, Real Estate Development Timeline, General Commercial, Project Budget, Property Budget, Job Cost
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Click to view this experts CV View CV for Business Financial Management Expert Witness No.3600Click to request this expert Request This Business Financial Management Expert Witness No.3600
State: NV
Region: Pacific, Southwest, Western
Country: US

Provides Opinion & Testimony In:
Commercial Real Estate Finance, Development Funds, Loan Process Procedure, Commercial Loans, Residential Loans, Real Estate Development Timeline, General Commercial, Project Budget, Property Budget, Job Cost Analysis, Lease Review, Lease Analysis,
More...
Click to view this experts CV View CV for Commercial Real Estate Finance Expert Witness No.3599Click to request this expert Request This Commercial Real Estate Finance Expert Witness No.3599
State: TX
Region: Western, Southwest, Southern, Western
Country: US

Provides Opinion & Testimony In:
Securities, Commodities, Stocks, Mutual Funds, Securities Commodities Stocks Mutual Funds Variable Life, Broker Conduct, Market Trade Corrections, Option Agreements, Option Account, Supervise Stock Brokers, Upper Management Compliance, Securities, Commodities
More...
Click to view this experts CV View CV for Securities Commodities Stocks Mutual Funds Trading Expert Witness No.756Click to request this expert Request This Securities Commodities Stocks Mutual Funds Trading Expert Witness No.756
State: CA
Region: Western, Southwest, Western
Country: US

Provides Opinion & Testimony In:
financial institution, banks, thrift, credit union, brokerage firms, cost accounting, asset liability management, forensic accounting, cash management,
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Click to view this experts CV View CV for Financial Institution Expert Witness No.2879Click to request this expert Request This Financial Institution Expert Witness No.2879
State: CA
Region: Western, Southwest, Western
Country: US

Provides Opinion & Testimony In:
Securities, Common Stocks, Bonds, IPOS, Mutual Funds, Limited Partnerships, REITS, Private Stock Offerings Scorecards Analysis Damage Calculations Unsuitability, Breach Fiduciary Duty, Supervision, Overreaching, Churning, Stock Manipulation, RIA Activities
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Click to view this experts CV View CV for Securities Financial Education Expert Witness No.827Click to request this expert Request This Securities Financial Education Expert Witness No.827
State: KS
Region: Western, Midwest, Midwest
Country: US

Provides Opinion & Testimony In:
Underwriter, Insurance, Broker, Claims, Pension Planning, Life Insurance, Securities, Financial Services, HIAA, Pension Planning, Finance, Accounting, Medical Misrepresentation, Conditional Receipt, Underwriting Guidelines, Death claims, misreprensentation of informa, contestable claims,Human life value,
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Click to view this experts CV View CV for Underwriter Insurance Claims Expert Witness No.884Click to request this expert Request This Underwriter Insurance Claims Expert Witness No.884
State: NJ
Region: Eastern, Northeast
Country: US

Provides Opinion & Testimony In:
Quantitative Portfolio Manager, Executive Recruiter, Legal, Tax, Asset Allocations, Derivatives, Porfolio Management, Securities, Financial Fraud, FINRA Arbitration, Asset pricing, Futures, Forwards, Swaps, ETF s, Indices, Stock Borrowing, Lending, Corporate Actions, Listed and OTC Contracts, Credit, Foreign Exchange, Interest Rates, Fixed Income, Developed Markets, Emerging Markets, Commodities, Volatility, VIX, Skew, Trading Floors, Financial Services, Broker Dealers, Hedge Funds, Recruitment,
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Click to view this experts CV View CV for Trader Quant Researcher Portfolio Manager Expert Witness No.3638Click to request this expert Request This Trader Quant Researcher Portfolio Manager Expert Witness No.3638
State: PA
Region: Eastern, Northeast
Country: US

Provides Opinion & Testimony In:
General Insurance Adjuster Business Interruption, Valuation, Claims Services, Forensic Accounting, Reviews Of Business, Business Valuation, Buy, Sell, Trust, Divorce, Dissolution Of Business, General Insurance Adjuster,
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Click to view this experts CV View CV for General Insurance Adjuster Expert Witness No.1182Click to request this expert Request This General Insurance Adjuster Expert Witness No.1182
State: CA
Region: Western, Southwest, Western
Country: US

Provides Opinion & Testimony In:
Business Economics, Corporate Finance, Economic Loses, Securities Valuation, Financial Securities, Business Valuation, Real Estate, Mergers, Acquisitions, Divestitures, Insurance, E Commerce Business Valuation, Fulfillment Operations,
More...
Click to view this experts CV View CV for Business Economics Corporate Finance Expert Witness No.3276Click to request this expert Request This Business Economics Corporate Finance Expert Witness No.3276
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