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Mutual Funds Expert Witnesses

Mutual Funds Testifying on Securities, Common Stocks, Bonds, IPO’S, Mutual Funds, Limited Partnerships, REITS, Private Stock Offerings Scorecards Analysis Damage Calculations Unsuitability, Breach Fiduciary Duty, Supervision, Overreaching, Churning, Stock Manipulation, RIA Activities as an Expert Witnesses available for Plaintiff or Defense cases providing independent verbal or written opinion at deposition or trial.

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Finance & Accounting Industry Expert Witnesses Available to Testify
Search results for: mutual funds

6 results found containing all search terms.
State: CA
Region: Pacific, Southwest, Western
Country: US

Provides Opinion & Testimony In:
Investment Consultant Securities, Stocks, Options, Annuities, Insurance, Compliance, Futures, Investment Consultant Commodities, Fixed Income, IBonds, Mutual Funds, Investments, Private Placements, Investment Consultant,
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Click to view this experts CV View CV for Investment Consultant Expert Witness No.943Click to request this expert Request This Investment Consultant Expert Witness No.943
State: TX
Region: Central, Southwest, Southern, Western
Country: US

Provides Opinion & Testimony In:
Securities, Commodities, Stocks, Mutual Funds, Securities Commodities Stocks Mutual Funds Variable Life, Broker Conduct, Market Trade Corrections, Option Agreements, Option Account, Supervise Stock Brokers, Upper Management Compliance, Securities, Commodities
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Click to view this experts CV View CV for Securities Commodities Stocks Mutual Funds Trading Expert Witness No.756Click to request this expert Request This Securities Commodities Stocks Mutual Funds Trading Expert Witness No.756
State: FL
Region: Eastern, Southeast, Southern, Eastern
Country: US

Provides Opinion & Testimony In:
forensic accountant, white collar crime, commercial litigation, money laundering, securities fraud, insurance fraud, telemarketing fraud, embezzlement, kickbacks, bribery, insider trading, investment fraud, credit card fraud, health care fraud, RICO, racketeering, tax evasion, antitrust violations, banking fraud, identity theft, public corruption,
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Click to view this experts CV View CV for Forensic Accountant White Collar Crime Expert Witness No.2965Click to request this expert Request This Forensic Accountant White Collar Crime Expert Witness No.2965
State: FL
Region: Eastern, Southeast, Southern, Eastern
Country: US

Provides Opinion & Testimony In:
Life Insurance, variable life insurance, variable universal life insurance, universal life insurance, traditional life insurance, VL, UVL, UL, quick pay premiums, whole life insurance, paid up life insurance, 4 pay premiums, EIA, FIA, equity indexed annuities, fixed index annuities, fixed rate annuity, Variable Annuities, VA, bad faith, false advertising, sales materials, sales illustrations, ledger sheets, field underwriting, twisting, churning, unsuitable products, unsuitable recommendations, inappropriate products, replacement, 1035 Exchange, Waiver of Premium, Flexible Premium Adjustable Life, Disability Income, cash value, dividends, illustration projections, policy loan, permanent insurance, term insurance, temporary insurance, annuitization, surrender charges, policy loan, cash withdrawal, Accidental Death, Disability Waiver Benefit, Annuity, MIB, quick pay, Financial Needs Analysis, estate planning, business continuation planning, buy sell agreements, beneficiary, damage calculations, profit loss calculations, internal rate of return, return on investment, cap, interest disintermediation, participation rate, federal income taxes, incontestability, disability, future ...
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Click to view this experts CV View CV for Life Insurance Variable Annuities Disability Income Expert Witness No.930Click to request this expert Request This Life Insurance Variable Annuities Disability Income Expert Witness No.930
State: CA
Region: Pacific, Southwest, Western
Country: US

Provides Opinion & Testimony In:
Annuities, Auction Rate Securities, Back Office Procedures, Broker Forgivable Notes, Churning Excessive Trading, Commissions Mark Ups, Damages, Employment Issues, Hedge Funds, Hedging Strategies For Concentrated Positions, High Yield Bonds Other Complex Debt Instruments, Inter Firm Hiring Disputes Raiding, Limited Partnerships, Managed Money, Municipal Bonds, Mutual Funds, Options Trading, Registered Investment Advisor Issues, Regulatory Disciplinary Matters , Reits TICS, Retirement Strategies, Rule 144 Control Stock Issues, Suitability, Supervision Compliance, Trading Away, U 4 U 5 Filings,
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Click to view this experts CV View CV for Retail Stockbroker Securities Expert Witness No.2314Click to request this expert Request This Retail Stockbroker Securities Expert Witness No.2314
State: CA
Region: Pacific, Southwest, Western
Country: US

Provides Opinion & Testimony In:
Securities, Common Stocks, Bonds, IPOS, Mutual Funds, Limited Partnerships, REITS, Private Stock Offerings Scorecards Analysis Damage Calculations Unsuitability, Breach Fiduciary Duty, Supervision, Overreaching, Churning, Stock Manipulation, RIA Activities
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Click to view this experts CV View CV for Securities Financial Education Expert Witness No.827Click to request this expert Request This Securities Financial Education Expert Witness No.827


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